The SEC's Evaluation of Robinhood and the Concept of Suitability
Dopamine-Driven Trading On Robinhood Raises Suitability Concerns For The SEC
Hersh Shefrin, the Mario L. Belotti Professor of Finance at the Leavey School of Business, Santa Clara University, recently wrote an article about the SEC’s attention on Robinhood’s practices and the concept of suitability in using the Robinhood platform. See the full article here.
Join us for an upcoming SVDX Webinar (October 21st, 10:00am PT) which will speak to what’s happening on Wall Street, to include the impact of Robinhood and other innovations.
SPACs, Robinhood, Bears, Oh My! Innovations Old and New: What’s Happening On Wall Street